DECISION MAKER SERVICES
We work with a long list of decision makers for retirement plans: Owners, Presidents, CFOs, CEOs, Heads of HR, office managers, etc.
CONSULTING ON PLAN DESIGN
- Are there compliance testing issues with your plan?
- Does your plan have low enrollment or low employee engagement?
- Are you looking for creative tax-deferral strategies?
- Unsure if your current recordkeeping platform needs some modernization?
- We've helped clients turn their retirement plan into a powerful benefit for their employees.
ASSUMPTION OF 3(21) & 3(38) FIDUCIARY COVERAGE
- As a Plan Fiduciary, you bear the responsibility for selecting and monitoring the investments in your plan.
- Assuming you don't want this responsibility (we have yet to find a client who does!), you can transfer the burden to us.
SECOND OPINIONS & FEE BENCHMARKING
- Are you curious to see what we would do differently from your current advisor?
- Are you unsure if you're paying reasonable fees for your retirement plan?
- We can independently benchmark your current services and fees.
- We can't always do better...sometimes you're in good hands with your current advisor.
- The good news is we don't charge for our opinion, so why not ask?
FORMALIZING PROCESSES
&SAVING YOU TIME
- You should be able to articulate the value your advisor is adding.
- Is there a formal client service calendar in place? Is your advisor independently scoring and reporting the Plan's investments?
- What happens when an employee is hired or fired?
- We lay out a clear client service model for each of our clients based on their unique needs.
EMPLOYEE ENGAGEMENT
- Let us tailor a service plan based on the unique needs of your employees that can include everything from education and enrollment assistance to comprehensive financial planning.
CONTACT US TODAY
Securities offered through Cetera Financial Specialists LLC, Member FINRA/SIPC. Advisory services offered through Cetera Investment Advisers LLC. Advisory services also offered through the Patriot Financial Group, an SEC registered investment advisor DBA Riverside Retirement Advisors. Cetera firms are under separate ownership from any other named entity.
This site is published for residents of the United States only. Registered Representatives of Cetera Financial Specialists LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every advisor listed. For additional information please contact the advisor(s) listed on the site, or visit the Cetera Financial Specialists LLC site at www.ceterafinancialspecialists.com.
PLEASE NOTE: When you link to any of the websites displayed within this website, you are leaving this website and assume total responsibility and risk for your use of the website you are linking to. We make no representation as to the completeness or accuracy of any information provided at these websites.
www.ceterafinancialspecialists.com/clients
https://www.ceterafinancialspecialists.com/businesscontinuity
Research the background of your financial professional on FINRA's BrokerCheck .
This site is published for residents of the United States and is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security or product that may be referenced herein. Persons mentioned on this website may only offer services and transact business and/or respond to inquiries in states or jurisdictions in which they have been properly registered or are exempt from registration. Not all products and services referenced on this site are available in every state, jurisdiction or from every person listed. Riverside Retirement Advisors, The Patriot Financial Group, B&D Advisors, and Securities America are all separate entities.
CLICK HERE FOR A COPY OF THE PATRIOT FINANCIAL GROUP RELATIONSHIP SUMMARY (FORM CRS.) Free and simple tools are available to research firms and financial professionals at INVESTOR.GOV/CRS, which also provides educational materials about broker-dealers, investment advisors, and investing.
Branch Office: 1034 Farmington Avenue, FL3, West Hartford, CT 06107, 860-961-2558